SEC Reports

We provide a variety of reports as required by the SEC.

• 
  2008 ORI Reports
  • Order Routing Information 3rd. QTR. 2008 (SEC Rule 11AC1-6 Report).
  • Order Routing Information 2nd. QTR. 2008 (SEC Rule 11AC1-6 Report).
  • Order Routing Information 1st. QTR. 2008 (SEC Rule 11AC1-6 Report).
• 
  2007 ORI Reports
  • Order Routing Information 4th. QTR. 2007 SEC Rule 606(aka 11Ac1-6)
  • Order Routing Information 3rd. QTR. 2007 SEC Rule 606(aka 11Ac1-6)
  • Order Routing Information 2nd. QTR. 2007 SEC Rule 606(aka 11Ac1-6)
  • Order Routing Information 1st. QTR. 2007 (SEC Rule 11AC1-6 Report).
• 
  2006 ORI Reports
  • Order Routing Information 4th. QTR. 2006 (SEC Rule 11AC1-6 Report).
  • Order Routing Information 3rd. QTR. 2006 (SEC Rule 11AC1-6 Report).
  • Order Routing Information 2nd. QTR. 2006 (SEC Rule 11AC1-6 Report).
  • Order Routing Information 1st. QTR. 2006 (SEC Rule 11AC1-6 Report).
• 
  2005 ORI Reports
  • Order Routing Information 4th. QTR. 2005 (SEC Rule 11AC1-6 Report).
  • Order Routing Information 3rd. QTR. 2005 (SEC Rule 11AC1-6 Report).
  • Order Routing Information 2nd. QTR. 2005 (SEC Rule 11AC1-6 Report).
  • Order Routing Information 1st. QTR. 2005 (SEC Rule 11AC1-6 Report).
• 
  2004 ORI Reports
  • Order Routing Information 4th. QTR. 2004 (SEC Rule 11AC1-6 Report).
  • Order Routing Information 3rd. QTR. 2004 (SEC Rule 11AC1-6 Report).
  • Order Routing Information 2nd. QTR. 2004 (SEC Rule 11AC1-6 Report).
  • Order Routing Information 1st. QTR. 2004 (SEC Rule 11AC1-6 Report).
• 
  2003 ORI Reports
  • Order Routing Information 4th. QTR. 2003 (SEC Rule 11AC1-6 Report).
  • Order Routing Information 3rd. QTR. 2003 (SEC Rule 11AC1-6 Report).
  • Order Routing Information 2nd. QTR. 2003 (SEC Rule 11AC1-6 Report).
  • Order Routing Information 1st. QTR. 2003 (SEC Rule 11AC1-6 Report).
• 
  2002 ORI Reports
  • Order Routing Information 4th. QTR. 2002 (SEC Rule 11AC1-6 Report).
  • Order Routing Information 3rd. QTR. 2002 (SEC Rule 11AC1-6 Report).
  • Order Routing Information 2nd. QTR. 2002 (SEC Rule 11AC1-6 Report).
  • Order Routing Information 1st. QTR. 2002 (SEC Rule 11AC1-6 Report).
• 
  2001 ORI Reports
  • Order Routing Information 4th. QTR. 2001 (SEC Rule 11AC1-6 Report).
  • Order Routing Information 3rd. QTR. 2001 (SEC Rule 11AC1-6 Report).